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  1. Mar 13, 2024 · NEW YORK, March 13 (Reuters) - Egan-Jones Ratings was sued by two former executives who said they were fired after telling the U.S. Securities and Exchange Commission that the credit rating...

  2. Jun 21, 2022 · The Securities and Exchange Commission today charged Haverford, PA-based Egan-Jones Ratings Company, a nationally recognized statistical rating organization (NRSRO) registered with the Commission in certain ratings classes, with violating conflict of interest provisions.

  3. Jun 21, 2022 · The Securities and Exchange Commission has charged Haverford, PA-based Egan-Jones Ratings Company, a nationally recognized statistical rating organization (NRSRO) registered with the Commission in certain ratings classes, with violating conflict of interest provisions.

  4. On April 24, 2012, the SEC charged Sean Egan with numerous offenses including: making false and misleading statements in the firm's application to become a Nationally Recognized Rating Agency, violations of conflicts-of-interest and record keeping, and falsely stating that he was unaware if his paid clients were long or short specific ...

  5. Mar 13, 2024 · If any party does not consent to conducting all further proceedings before the assigned Magistrate Judge, the parties must file a joint letter, by May 13, 2024, advising the Court that the parties do not consent, but without disclosing the identity of the party or parties who do not consent.

    • 1:24-cv-01895
    • Analisa Torres
    • 28:1331 Fed. Question: Other
    • 890 Other Statutes-Other Statutory Actions
  6. Egan-Jones Ratings Company (“EJR”) is a credit rating agency registered with the Commission as a nationally recognized statistical rating organization (“NRSRO”) for certain credit ratings classes.

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  8. The complaint was filed by Petrillo Klein & Boxer on behalf of former Chief Risk Officer Michael Brawer and former Senior Director and Head of Ratings Philip Galgano; according to the suit, the...

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