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1050 Franklin Avenue 2nd Floor, Suite 200 Garden City, New York 11530 +1-516-746-5757
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TD Securities is a leading investment bank that provides...
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TD Securities is a leading investment bank that provides corporate and investment banking and capital markets products and services to corporate, institutional and government clients.
Address: 1 Vanderbilt Ave New York, NY, 10017-3807 United States See other locations Phone: ? Website: www.tdsecurities.com
- 1 Vanderbilt Ave, New York, 10017-3807, NY
- Director
- CRD# 18476
- About BrokerCheck®
- Report Summary for this Firm
- Firm History
- Disclosure Events
- Firm Names and Locations
- Firm Profile
- Direct Owners and Executive Officers
- Legal Name & CRD# (if any):
- Percentage of Ownership
- Indirect Owners
- Firm History
- SEC Registration Questions
- Types of Business
- Clearing Arrangements
- Introducing Arrangements
- Industry Arrangements
- Organization Affiliates
- Investment Advisory Activities:
- Description:
- Description:
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This report summary provides an overview of the brokerage firm. Additional information for this firm can be found in the detailed report.
Information relating to the brokerage firm's history such as other business names and successions (e.g., mergers, acquisitions) can be found in the detailed report.
Brokerage firms are required to disclose certain criminal matters, regulatory actions, civil judicial proceedings and financial matters in which the firm or one of its control affiliates has been involved. Are there events disclosed about this firm? Yes
This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing addresses, telephone number, and any alternate name by which the firm conducts business and where such name is used.
This section provides information relating to all direct owners and executive officers of the brokerage firm.
Legal Name & CRD# (if any): TORONTO DOMINION HOLDINGS (U.S.A.), INC. Is this a domestic or foreign Domestic Entity entity or an individual? Position Position Start Date Percentage of Ownership Does this owner direct the management or policies of the firm? Is this a public reporting company?
Is this a domestic or foreign entity or an individual? Position Position Start Date
Does this owner direct the management or policies of the firm? Is this a public reporting company?
Legal Name & CRD# (if any): Is this a domestic or foreign entity or an individual? Company through which indirect ownership is established Relationship to Direct Owner Relationship Established Percentage of Ownership Does this owner direct the management or policies of the firm?
This section provides information relating to any successions (e.g., mergers, acquisitions) involving the firm. Firm Operations
This firm is registered with the SEC as: broker-dealer: Yes broker-dealer and government securities broker or dealer: government securities broker or dealer only: No Yes This firm has ceased activity as a government securities broker or dealer: No
Broker or dealer making inter-dealer markets in corporation securities over-the-counter Broker or dealer retailing corporate equity securities over-the-counter Broker or dealer selling corporate debt securities Underwriter or selling group participant (corporate securities other than mutual funds) U S. government securities dealer U S. government s...
This firm does not hold or maintain funds or securities or provide clearing services for other broker-dealer(s).
This firm does refer or introduce customers to other brokers and dealers. Firm Operations
Industry Arrangements (continued) This firm does not have accounts, funds, or securities maintained by a third party. This firm does not have customer accounts, funds, or securities maintained by a third party. Control Persons/Financing This firm does not have individuals who control its management or policies through agreement. This firm does not ...
This section provides information on control relationships the firm has with other firms in the securities, investment advisory, or banking business. This firm is, directly or indirectly: in control of controlled by or under common control with the following partnerships, corporations, or other organizations engaged in the securities or investment ...
No Organization Affiliates (continued) Investment Advisory Activities:
No THE TORONTO-DOMINION BANK IS THE ULTIMATE PARENT OF BOTH THE APPLICANT AND ATM EXECUTION LLC. TD SECURITIES AUTOMATED TRADING LLC is under common control with the firm. TD PRIME SERVICES LLC is under common control with the firm. EPOCH INVESTMENT PARTNERS, INC. is under common control with the firm.
No THE TORONTO-DOMINION BANK IS THE ULTIMATE PARENT OF BOTH THE APPLICANT AND TORONTO DOMINION AUSTRALIA LIMITED TORONTO DOMINION (SOUTH EAST ASIA) LIMITED is under common control with the firm. TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. is under common control with the firm. TD GLOBAL FINANCE is under common control with the firm.
Get more information for Td Securities in New York, NY. See reviews, map, get the address, and find directions.
- 4235 Redwood Ave, Marina Del Rey, 90066, CA
- (212) 827-7000
Aug 2, 2022 · A listen-only telephone line will be available at 416-641-6150 or 1-866-696-5894 (toll free) and the passcode is 2727354#. The audio webcast will be archived at www.td.com/investor.
High-Calibre Service & Integrated Financial Solutions. We offer a range of capital markets products and services to corporate, government and institutional clients, who choose us for our innovation, execution and experience.
