2018
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Jul 1, 2024 · Ciro Poppiti is a partner at Lewis Brisbois Bisgaard & Smith LLP and a specialist in alcohol law. He has been named one of the best tourism and hospitality lawyers in Delaware by Delaware Today for two consecutive years.
5 days ago · The SRO’s new funding model is slated to take effect on April 1, 2025. The initial consultation on the proposal has been met with an array of objections from industry, including a fundamental concern that the proposed model is expected to result in higher annual fees for about 64% of dealers.
Jun 27, 2024 · On August 31, 2023, CIRO issued Bulletin 23-0096 (the Bulletin) requesting comments on the proposed clarifying amendments to registration and proficiency requirements (Proposed Amendments). We received one comment letter from: The Investment Industry Association of Canada (IIAC)
Jun 13, 2024 · By Ciro Poppiti Where have you gone, Joe DiPinto? You were the standard of an era that is sorely missed: Lifetime employee of the DuPont Co. An elected official who […] Andiamo al mercato! Neighborhood markets are an integral part of Italian lifestyle. Jeanne Outlaw-Cannavo May 20, 2024.
Jul 2, 2024 · Calgary (Alberta), July 2, 2024 – A hearing before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Investment Dealer and Partially Consolidated Rules in the matter of William Robert Hall, initially scheduled for June 19, 2024, is adjourned to July 24, 2024. The hearing is open to the public unless the ...
Jun 26, 2024 · Returning money to harmed investors and advisor incorporation are among the top considerations for the Canadian Investment Regulatory Organization (CIRO) in the coming months.
Jun 12, 2024 · The hearing panel imposed on Patrick Conlin a permanent prohibition from conducting securities related business while in the employ of or associated with any Dealer Member of CIRO, and a fine of $75,000.
