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My parents recently downsized and the proceeds from that, coupled with their other savings, have left them with approx. $1M in cash just sitting in the bank. They decided to go to an investment advisor at RBC Dominion Securities to look at how to better manage this cash for their pending retirement.
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- Deceptive Employee Titles
- What's in A Vowel?
- 'It's Completely About Selling'
- 'Self-Regulating Doesn't Work Very Well'
A recent report by the Small Investor Protection Association found there are 121,000 people registered as financial professionals in Canada, and the vast majority are registered as dealing representatives — salespeople licensed to sell financial investments. Only about 4,000 of these registered financial professionals have a fiduciary duty, which i...
A common trick for misleading customers, according to Elford, is the banking industry's use of the term "financial advisor" — spelled with an "o." He says "advisor" is an unregulated title that anyone can use, whereas the title "adviser" — spelled with an "e" — can only be used if the employee has a fiduciary responsibility to the client. "Advisors...
Many bank employees who've contacted Go Public say they act more like salespeople than anything else because of pressures from "high up" to hit revenue targets. CBC is concealing their identities to protect their jobs. "I would say 90 per cent of my day is trying to hit targets," said a financial services representative at TD Bank. "I have to go [m...
Stan Buell, founder of the Small Investor Protection Association,says he's heard too many stories from people who thought a financial advisor was going to look out for their best interests. "I've talked to hundreds and hundreds of people who've been victimized," Buell said. "And every one trusted their advisor." He said he doubts any of the advisor...
Through your Investment Advisor, you have access to the resources and expertise of RBC Dominion Securities – Canada’s leader in wealth management. This includes an unparalleled selection of investments, plus top-ranked research and strategy to help you make informed choices.
RBC Dominion Securities Inc. Choosing a financial advisor is one of the most important financial decisions you will ever make. Before entering into a partnership with any financial advisor, ask the following questions, and make sure you are comfortable with the answers. 1. How Are You Accredited or registered? Make sure you ask your prospective
May 17, 2022 · Toronto, ON – May 17, 2022 – RBC Dominion Securities (RBC DS) is the highest ranking bank-owned investment brokerage in Canada for the 16th consecutive year according to the 2022 Investment Executive Brokerage Report Card.
Why choose RBC Dominion Securities. Build and protect your wealth with personalized advice backed by the strength and experience of Canada's leading wealth management firm.
