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The percentage of compensation that is deferred ranges from 1.5% to 15.5%, according to a copy of Morgan Stanley’s 2018 compensation plan, details of which were included in the advisors’ court ...
Nov 8, 2024 · Morgan Stanley’s legal team argued in filings that the deferred compensation constituted a bonus, not a deferral of income that would otherwise qualify as an ERISA-covered plan. Judge Gardephe disagreed in his prior ruling, concluding that the deferred compensation represents a deferral of regular income, distinguishing it from year-end bonuses, which the firm also pays separately.
- How Morgan Stanley Is Compensated by You
- Brokerage
- Choice Select
- Investment Advisory
- Lending Services
- Other Compensation
- How Morgan Stanley Compensates Your Financial Advisor
- Float
Depending on the types of relationships you establish and the ways you choose to do business with us, Morgan Stanley may be compensated for the services we provide through transaction commissions and markups, asset-based fees and other fees and charges.
For brokerage activity, we offer transaction-based pricing in which you pay commissions, sales loads, markups/markdowns or other fees for each transaction you and your Financial Advisor execute. You can conduct transaction-based business in virtually all financial products and services within an Active Assets Account or in retirement, education sav...
If you are a moderate or active trader, you should consider enrolling in Choice Select — a pricing alternative for brokerage accounts. Choice Select pricing is an alternative way to pay commissions on a per-trade basis for eligible equities and options transactions in a brokerage account. With a sliding scale commission schedule, the more you trade...
In our investment advisory programs, you generally pay an asset-based fee, charged monthly in advance, based on the total value of the assets in your account at the end of the previous month. Unless otherwise noted, the asset-based fee generally covers our investment advisory services, trade execution, custody of securities at Morgan Stanley, repor...
Morgan Stanley offers a variety of lending products to individuals and businesses. We are compensated for these services in two ways: through fees when the loan or credit line is initially established and/or through ongoing interest charges. These fees and payments depend on the type, structure and duration of the advance. For margin and Express Cr...
Morgan Stanley and its affiliates may earn compensation in other, more indirect ways with regard to certain of the products you purchase or services you receive. For example, Morgan Stanley may earn compensation in connection with the provision of investment banking, prime brokerage, institutional brokerage or placement agent services, as well as s...
With the exception of compensation in connection with residential mortgage loans, your Financial Advisor’s compensation is based primarily on the fees and commissions that you pay us. Different products have different compensation structures and, accordingly, our Financial Advisors get paid more or less depending on the product or service you choos...
Morgan Stanley may retain, as compensation for its provision of services, your Account’s proportionate share of any interest earned on aggregate cash balances held by Morgan Stanley or an affiliate with respect to assets awaiting investment. Such interest retained by the Custodian shall generally be at the prevailing Federal Funds interest rate. Fo...
Morgan Stanley earns compensation in connection with the use of clients’ loaned securities and will pass a majority of that compensation on to the client in the form of a loan fee. Compensation is currently based on a 70/30 split of gross fees received by Morgan Stanley; 70% to the client and 30% to Morgan Stanley.
Oct 14, 2019 · Michael Platte, the New Albany branch manager who was a 19-year veteran of UBS and predecessor firm McDonald & Co., joined Morgan Stanley last week with brokers Lance White, Mathew Penrod and ...
Mar 26, 2024 · CLEVELAND, OH and PHILADELPHIA, PA / ACCESSWIRE / March 25, 2024 / A group of Illinois advisors formerly affiliated with Morgan Stanley have been awarded in excess of $3,000,000 in a case to recover deferred compensation that Morgan Stanley required them to forfeit when they left the firm.
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