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May 31, 2021 · Canadians who believe they have been approached by or are a victim of this type of scam should contact their local securities regulator. The CSA encourages investors to: Verify contact information directly. Don’t rely on unsolicited marketing materials.
- Affinity Fraud
- Binary Options Scams
- Boiler Rooms
- Covid-19 Scams
- Crypto Scams
- Double Dip Or Repeat Scam
- Email Or Text Messaging Spam
- Exempt Securities Scams
- Forex Scam
- Investment Seminar Scam
Affinity fraud targets groups like social clubs and ethnic or religious communities. The scam artist plays on our instinct to trust those who are like us. In some cases, the scam artist may be an established member of the group. In other cases, they may build relationships with influential members of the group in order to gain acceptance—and then u...
Scammers posing as “traders” will place ads online directing you to a well-designed website that seems legitimate. They’ll then bait you with free or bonus money to open an account. They’ll ask for your money via credit card, pre-loaded card, or money transfer—with the promise of easy, impressive returns. In reality, it’s often all fabricated. If y...
This type of scam begins with an unsolicited phone call to buy shares in a private company that is about to be listed on a major stock exchange. They will say that once the company goes public, the value of its shares will skyrocket. The catch? The company doesn’t exist. To convince you the company is real, they might send you to the company’s webs...
These scams (emerging during the COVID-19 pandemic) are based on claims that a company has a solution to help stop the coronavirus outbreak. To learn more about how fraudsters have exploited the pandemic, visit the COVID-19 and Investment Fraud page.
Crypto-related scams often promise unrealistic returns with little or no risk to the investor. The goal is to make you feel afraid of missing out on an opportunity others are profiting from. These types of scams are typically promoted online using social media and websites designed to look like legitimate/registered trading platforms or investment ...
If a scam artist receives money from you after a scam, they’ll often hold onto your information for future use, or sell their list of names and contact information to other scam artists for profit. Typically, after some time has passed, you’ll be contacted a second time and they’ll tell you that some or all of your original “investment” has been lo...
Spam is an unsolicited message via email or text message that promotes a product or service, including investments. These messages can come in a variety of forms, including investment advice, offers to invest in stocks or crypto currencies, or fake solicitations from legitimate financial institutions. Be wary of all unsolicited messages—If you rece...
Exempt securities on their own are not scams—but these investments, typically aimed at wealthier investors, are often the basis of a scam. The scam usually starts with an unsolicited pitch to invest in a promising business that’s about to go public. You may be told that the investment is only available to very wealthy people, but an exception will ...
Foreign exchange (forex) scams often find their victims through ads placed in newspapers, or on radio, TV, or websites. The ads offer you an exciting opportunity to invest your money on the forex market, buy software or sign up for trading courses. What usually happens is that your money is not invested in anything, but simply stolen by the scam ar...
Tax breaks that sound too good to be true often are. So be wary of investment seminars offering you an opportunity to “move your money,” “maximize tax flow” or “pay less tax”. The seminar is likely promoting an investment with some kind of tax break or shelter. In some cases, investors are audited years later only to find that they could be assesse...
Report about NATWEST MARKETS SECURITIES INC. 3 www.finra.org/brokercheck User Guidance This section provides information relating to all direct owners and executive officers of the brokerage firm.
Securities business in the United States is conducted through NatWest Markets Securities Inc. a FINRA registered broker-dealer, a SIPC member and a wholly owned indirect subsidiary of NatWest Markets Plc. Information about our Complaints Procedure. How we will deal with your complaint.
Jun 14, 2012 · Now in this letter it states that I was wrongly charged a total of £152 in charges and with that £16 worth of interest and they wish to refund these amounts to an account and includes a payment slip at the bottom.
Dec 31, 2017 · Securities business in the United States is conducted through NatWest Markets Securities Inc. a FINRA registered broker-dealer, a SIPC member and a wholly owned indirect subsidiary of NatWest Markets Plc.
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Status Code. ISSUED. Imported from gleif on June 30 2024, 3.24AM. A free, open and searchable database of Legal Entity Identifier (LEI) information.
