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Chapter 9: Measures in Case of Violation of the Rules This chapter contains provisions for the process followed by Euronext in case of an alleged violation of the rules by a member, as well as provisions for how rule violations will be dealt with.
the Euronext Trading Platform’s order book, in which all submitted orders and any modifications thereto are held until matched, expired or withdrawn; CHAPTER 1: GENERAL PROVISIONS
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May 1, 2014 · NYSE Euronext. was hit with its second regulatory fine in less than two years for failing to comply with rules related to co-location services, block trades and net capital requirements.
- Kara Scannell
On the basis of the advice issued by the Listing and Issuing Rules Advisory Committee, the management of Euronext has decided that DNC committed a serious breach of the relevant provision of the Listing and Issuing Rules, and that DNC will be served with a written warning.
The integration of Euronext’s Regulated Markets in Europe has been fostered and accompanied by regulatory harmonisation. A single Euronext Rule Book governs trading on all Euronext Securities and Derivatives Markets. It contains both harmonised and non-harmonised - or local - rules.
Where there is a violation of the Euronext Growth Milan/Mercato Alternativo del Capitale rules, including the case of a Euronext Growth Milan company or Euronext Growth Advisor hindering the ...
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May 23, 2022 · Euronext falls under the "Regulated Markets" jurisdiction under the Markets in Financial Instruments Directive II (MiFID II) and has to adhere to all of the rules and regulations under MiFID II...
